RLR Management Consulting, inc.

Regulatory Compliance

RLR provides our clients with technical and operational expertise to determine adherence with regulatory guidelines. RLR performs a detailed audit and/or review of compliance structure and functions, compliance materials, the process for disseminating compliance information and looks at the methods for validating compliance efforts. Our audit and/or reviews include, but is not limited to, the following:

 

  • Regulation D – Alternative Mortgage Transaction Party
  • Regulation E – Electronic Funds Transfer
  • Regulation CC – Funds Availability
  • Regulation DD – Truth in Savings
  • BSA / AML / OFAC
  • Cybersecurity Awareness
  • FCRA
  • GLBA
  • Loan Compliance Audit
  • S.A.F.E Act
  • Sarbanes Oxley (SOX) 404 Testing
  • Senior Management / Board Training
  • TRID
  • UDAAP